Fiduciary Checklist

Resource

If you make decisions for your company’s 401(k) plan, you’re a fiduciary—and that comes with big responsibilities. This checklist helps you stay compliant with ERISA, SECURE 2.0, and best practices for plan oversight, documentation, and participant education.

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Additional Resources

Compliance

What 401(k) Admins Should Know About Corrective Distributions

Even companies with a great retirement plan can fail compliance testing. If your 401(k) distributions are found to be “top-heavy,” you may need to make corrective distributions. Here’s what you should know about why plans fail and how to stay compliant in the future.

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The Keys to 401(k) Compliance Testing Success

Simple tips to pass your 401(k) compliance test, avoid penalties, and support fair retirement savings. Learn about HCEs, Safe Harbor plans, and key deadlines.

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What are 401(k) Corrective Distributions?

Corrective distributions happen when top earners save too much in a 401(k). Learn what they are, why they matter, and how to avoid them in your business’s retirement plan.

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