Check Your 401(k) Audit Readiness

Retirement plan audit findings don’t always stem from major mistakes. Often, they’re the result of small gaps in compliance, documentation, administration, or oversight that develop over time. Our 401(k) Audit Readiness Checklist helps plan sponsors review key areas of retirement plan administration, compliance, governance, and oversight to identify potential gaps and strengthen audit preparedness.

Identify Potential Gaps

Review areas that may need attention.

Improve Audit Readiness

Strengthen processes and documentation.

Take Action with Confidence

Focus on opportunities for improvement.