Download the Reduce 401(k) Liability Checklist

Download the Reduce 401(k) Liability Checklist

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Reduce Your 401(k) Plan Liability

Administering your company’s 401(k) plan comes with significant personal liability. An easy way to reduce this liability is to make sure your plan is compliant with ERISA section 404(c). To help you make sure your plan is compliant, we’ve developed a checklist that includes:

A simple tool to help you assess plan compliance

Investment, administrative and disclosure requirements

Helpful tips to ensure your plan is 404(c) compliant

Rated One of America’s Top Advisors

CEFEX® Certification1

Centre for Fiduciary Excellence

2025

Top DC Advisor Team2

NAPA

2024